Control Room / SMCR Compliance Officer

Permanent | Up to £80000 per annum | City | England | 08.11.19

In this role your responsibilities will include;

  • Setting the strategy, direction, and leadership for the European Control Room
  • Updating the Control Room processes and policies to ensure compliance with relevant laws and regulations
  • Approval, logging and rejection of PA Dealing requests
  • Ensure the control room is fit for purpose in regards to the identification of conflicts
  • Create and maintain a robust SMCR framework
  • Liaise directly with the FCA and PRA on all SMCR issues.
  • Registering and de-registering all of the firm's senior managers and Non-Executive Directors
  • Providing advice and training on all SMCR related issues
  • Management of one full time member of staff

We are looking for someone with the following experience;

  • Proven control room experience, preferably 5+ years.
  • Up to date SMCR knowledge
  • Proven track record in building relationships across multiple functions (Legal, HR, Finance etc)

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